The Capital Market Authority is keen on providing professional qualified cadres to work in the securities industry in the Saudi capital market. Thus, it has developed a series of qualifying examinations, which are required for the persons to be registered with the CMA in order to ensure their efficiency and professionalism in performing their registrable functions within the Authorized Persons in the Saudi capital market.
Candidates must pass these examinations to be eligible to practice the functions stated in Part Four of the Authorized Persons Regulations issued by the Board of the CMA pursuant to its Resolution No. 1-83-2005, dated 28/6/2005.
In addition and as part of its efforts to raise awareness in the securities industry, the CMA also encourages all Saudis, who aspire to develop their expertise in this area and have a minimum of a high school diploma, to enroll for and obtain these qualification certificates.
Available CMEs are as follows:
• The General Securities Qualification Certificate (CME-1)
• The Compliance & AML/CTF (CME-2).
• The Broker-Dealer Qualification Certificate (CME-3)
For registration or more information, please contact the IoF on the following address:
Exams Operation Unit:
• Tel: 011-4662318 / 011-4662124.
• Email: firstname.lastname@example.org