The Authorisation & Inspection Department reviews applications from those seeking a license to conduct securities business in Saudi Arabia. Securities business includes brokerage, asset management, corporate advisory and custody. Certain Employees working for authorised firms must be individually licensed. In addition, the department ensures that authorised firms comply with the CMA rules and regulations by the application of inspection programs.

Authorized Person List

Applicants are encouraged to contact the Authorisation Department of the CMA with any questions regarding Authorisation at: