FAQs for Implementing Regulations

The content of this page shall not prejudice the provisions of the Capital Market Law, the Companies Law, their Implementing Regulations or other relevant laws. The content of this page shall not be considered an alternative to the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations. In the event of any conflict between the content of this page and the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations, those Laws and Regulations shall prevail. And as the Implementing Regulations issued by the CMA are subject to constant update, reliance shall be always on the Regulations published on CMA's website.

 

    Category
    What does Credit Rating mean?
    What does rating category mean?
    What does an authorised credit rating agency mean?
    What are the rating activities?
    Who grants credit ratings?
    What is the scope of the Investment Funds Regulations?
    What does an investment fund mean?
    What does an investment fund unit mean?
    What are the types of the offering of units in investment funds?
    Shall the authorised person notify the Authority prior to offering units in a private investment fund?
    Shall a person who publicly offers units in an investment fund obtain the approval of the Authority?
    What does a fund manager mean?
    What are the eligibility requirements of a fund manager?
    What is the contractual form of a public fund?
    May a person appeal against decisions or actions taken by the Authority as per the Investment Funds Regulations? What is the process thereof?
Page 10 Of 30 Previous 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Next

​​​​​​​​​​​​​​