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Capital Market Authority
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FAQs for Implementing Regulations
Am I allowed to do one of the Securities Activities although I have my own business?
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Yes, you can after getting a license to exercise Securities Activities from CMA.
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Capital Market Law
Chapter One Definitions
Chapter Two The Capital Market Authority
Chapter Three The Stock Exchange
Chapter Four The Securities Depositary Center
Chapter Five Brokers Regulation
Chapter Six Investment Funds and Collective Investment Schemes
Chapter Seven Disclosure
Chapter Eight Manipulation and Insider Trading
Chapter Nine Regulation of Proxy Solicitations, Restricted Purchase and Restricted Offer for Shares
Chapter Ten Sanctions and Penalties for Violations
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FAQs for Implementing Regulations
What are the trading conducts that violate the law ?
What role does the Capital Market Authority have in the rise and decline of the market?
What are the duties and responsibilities of CMA?
What is CMA’s role in following up on the companies’ results and financial reports?
What is the role of the shareholders in keeping up with the decisions made by companies’ board of directors as well as the performance of the executive management?
If I traded some company’s stocks based on material information that I got from inside the company, would I be violating the law?
I am a small investor that works until 2:30 p.m. and I trade from home through the internet so all my trading operations are approximately at the end of the trading period. Am I considered in this case trying to affect the closing price ?
Am I allowed to do one of the Securities Activities although I have my own business?
What are the Sanctions and Penalties for Violations which are mentioned in the Capital Market Law?
Who has the right to file a compensation suit (private right) for the losses the investors incurred as a result to the accused committing the violation?
Did the Law consist of specific limit periods for the right to file compensations suits (An individual right) related to the violations?
What are the litigating bodies that have jurisdiction over securities disputes?
What are the cases that fall within CRSD jurisdictions?
What should you do before filing a complaint with CRSD?
Who will receive the complaint or pleading?
Can CRSD’s decisions be appealed?
Is there a specific time period for depositing the appeal?
What are the necessary requirements for filing an appeal?
What are the decisions that are passed by ACRSC?
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