FAQs for Implementing Regulations

The content of this page shall not prejudice the provisions of the Capital Market Law, the Companies Law, their Implementing Regulations or other relevant laws. The content of this page shall not be considered an alternative to the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations. In the event of any conflict between the content of this page and the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations, those Laws and Regulations shall prevail. And as the Implementing Regulations issued by the CMA are subject to constant update, reliance shall be always on the Regulations published on CMA's website.

 

    Category
    Faq215
    Faq220
    Faq213
    FAQ663
    FAQ664
    What are the excess exposures and what would be the consequences of carrying the excess exposures?
    Are there exposures that are exempted from excess exposure calculation?
    Is it permissible for the company to buy-back its ordinary or preferred shares or redeemable shares?
    What action should be taken if the Authority or the Audit Committee finds that Remunerations has been paid to a Board member on false or misleading information presented to the General Assembly or included in the annual Board report?
    What is the period of the financial statements that the company must comply with in case it wishes to offer its shares publicly in the Capital Market?
    What is a venture capital fund?
    Is the foreign custodian required to obtain authorisation by the CMA to carry on custody activity when safeguarding listed securities belonging to a QFI?
    Will the Depository Center allow capital market institutions who are licensed to conduct custody activities, but who do not have a dealing license, to be connected with the Depository and Settlement System, in order to enable them to offer independent cus
    Can a QFI deal with more than one portfolio manager?
    Can a foreign investor establish a discretionary portfolio management (DPM) by a capital market institution?
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