FAQs for Implementing Regulations

The content of this page shall not prejudice the provisions of the Capital Market Law, the Companies Law, their Implementing Regulations or other relevant laws. The content of this page shall not be considered an alternative to the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations. In the event of any conflict between the content of this page and the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations, those Laws and Regulations shall prevail. And as the Implementing Regulations issued by the CMA are subject to constant update, reliance shall be always on the Regulations published on CMA's website.

 

    Category
    May the prospectus be published prior to the approval of the Authority?
    Are there any issues do not require a prospectus?
    Is a specific language required for the reports and notifications issued by the issuer, including the disclosure of the financial statements?
    Can a person appeal the decisions or actions taken by the Authority Based on the Rules of the Offer of Securities and Continuing Obligations? And what is the process of that?
    What is market manipulation and deception?
    What are the manipulative and deceptive acts or practices?
    What does a security related to inside information mean?
    What is the inside information?
    What does an insider mean?
    Who are the addressees of the Investment Accounts Instructions? What is the aim of these Instructions?
    What is an investment account?
    What does Freezing of the Investment Account mean?
    What is an Investment Accounts Identification Cards?
    When shall an authorised person freeze investment accounts?
    Shall an authorised person notify the client of freezing the investment account?
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